FCA

Regulation

FCA confirms speculative mini-bond mass-marketing ban

From 1 January 2021

clock 10 December 2020 • 1 min read

Regulation

'Make your voices heard': Advisers urged to share consumer investment market views

Call for input closes 15 December

clock 09 December 2020 • 6 min read

Pensions

Adrian Boulding: First steps along the 'investment pathway'

Coming into force in February 2021

clock 09 December 2020 • 8 min read

Regulation

FCA warns of 'significant price clustering' and homes in on ongoing advice services

90% given ongoing advice

clock 03 December 2020 • 2 min read

Your profession

Advised client pension transfer complaints to FCA down in 2020

FOI request

clock 02 December 2020 • 2 min read

Regulation

Advisers: FSCS levy roadmap 'workable' but regulator must listen

Advisers react to PIMFA’s latest FSCS levy intervention

clock 02 December 2020 • 4 min read

Your profession

Seven ex-Premiership footballers launch High Court action over pension advice

Ex-Newcastle United players

clock 02 December 2020 • 1 min read

Regulation

Brexit transition period: One month to go as FCA reminds firms to prepare

31 December 2020

clock 01 December 2020 • 2 min read

Your profession

PIMFA: Treasury and FCA must review FSCS levy to protect sector and consumers

Should not be safety net

clock 30 November 2020 • 1 min read

Regulation

Pressure mounts on FCA to tackle Google ad scams as sector says it's shown 'little appetite' to help

Monthly meetings not enough

clock 20 November 2020 • 2 min read