FCA

Regulation

FCA authorisation fees set to rocket 70% in planned restructure

Consultation paper

clock 19 November 2020 • 1 min read

Your profession

Shocked adviser hits back at FCA over 'threatening' notice sent with third DB survey

Sent out 18 November

clock 19 November 2020 • 1 min read

Your profession

ABI calls for fundamental financial advice overhaul as consumers shun fees

72% of people do not want pay for financial advice

clock 18 November 2020 • 4 min read

Regulation

FCA opened 67 investigations into DB transfer advice over last three years

Consumer complaints against firms for misadvised DB transfers also rising

clock 16 November 2020 • 2 min read

Your profession

Aviva joins Quilter and SJP in offering abridged advice on DB transfers

New service

clock 16 November 2020 • 2 min read

Your profession

Three things your clients may call you about this week …

What made financial headlines over the weekend?

clock 16 November 2020 • 2 min read

Wrap/platforms

FCA stops consultation on platform exit fees

Update posted today

clock 13 November 2020 • 2 min read

Regulation

'We expect some firms to not make it through Covid' - FCA's Nikhil Rathi

FCA podcast

clock 11 November 2020 • 1 min read

Regulation

FCA takes court action over failed £50m care home UCIS

Investors lost £30m

clock 11 November 2020 • 2 min read

Pensions

'Take the pledge': Regulator urges united front on pension scams

Public commitment

clock 10 November 2020 • 3 min read