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FCA

Protection

Supreme Court 'substantially' rules in favour of business interruption claimants

Completes legal process

clock 15 January 2021 • 3 min read

Regulation

FCA asks struggling firms: 'How long do you expect to remain in business?'

Third Covid-19 resilience survey sent to advisers

clock 14 January 2021 • 2 min read

Your profession

Quilter launches clone scam reporting tool

Rise in clone scams

clock 13 January 2021 • 1 min read

Regulation

FCA reveals 4,000 firms at risk of failure due to Covid-19

Mainly small and medium-sized outfits

clock 07 January 2021 • 3 min read

Retirement

Claire Trott: New year, new scams

Avoiding the traps

clock 06 January 2021 • 4 min read

Regulation

FCA identifies 30,000 instances of unregulated activity in last 12 months

Calls for more cash to fund scam prevention campaigns

clock 06 January 2021 • 3 min read

Regulation

FCA slaps Charles Schwab UK with £9m fine over compliance failures

Breaches affected retail customers

clock 21 December 2020 • 1 min read

Regulation

'We are profoundly sorry': FCA vows to change after damning LCF and Connaught reports

'Restructuring the FCA'

clock 17 December 2020 • 5 min read

Your profession

FCA fines should contribute to cost of FSCS levy - PIMFA

Until long-term solution is agreed

clock 16 December 2020 • 2 min read

Regulation

FCA slaps 'reckless' former hedge fund CIO with ban and £100k fine

Corrado Abbattista of now-dissolved Fenician Capital Management

clock 15 December 2020 • 2 min read
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