FCA

Keep private investors away from LTAF to prevent Woodford 2.0 - AIC

Investment

Keep private investors away from LTAF to prevent Woodford 2.0 - AIC

77% of Woodford investors have less faith in industry

clock 13 October 2021 • 2 min read
IFA warns advice firms to be 'on alert' after phishing attack

Technology

IFA warns advice firms to be 'on alert' after phishing attack

User awareness is ‘key’ to combat cybersecurity threats

clock 13 October 2021 • 3 min read
PIMFA publishes adviser/DIMs cooperation guide

Your profession

PIMFA publishes adviser/DIMs cooperation guide

Organising relationships

clock 12 October 2021 • 3 min read
FCA has not rejected a fund application in five years despite quality complaints

Investment

FCA has not rejected a fund application in five years despite quality complaints

Nick Miller has said funds ‘must improve’

clock 07 October 2021 • 1 min read
Is cashflow modelling a necessity for adviser firms?

Your Business

Is cashflow modelling a necessity for adviser firms?

Cashflow modelling has become a crucial financial planning tool for many firms, but with every convert, there is a critic. Georgie Lee asks: what are the actual benefits of a cashflow planning strategy to an adviser?

clock 05 October 2021 • 5 min read
FCA sets out new rules for IGCs to assess value-for-money in workplace pension schemes

Your profession

FCA sets out new rules for IGCs to assess value-for-money in workplace pension schemes

First VFM report by September 2022

clock 04 October 2021 • 2 min read
FCA issues warning notices to two IFAs and retail advisory stockbroker over 'pension scam'

Your profession

FCA issues warning notices to two IFAs and retail advisory stockbroker over 'pension scam'

All three remain anonymous

clock 01 October 2021 • 1 min read
Understanding the psychology behind clients' long-term thinking

Your profession

Understanding the psychology behind clients' long-term thinking

PA360 takes place on 7 October

clock 30 September 2021 • 6 min read
ABI urges government to reform advice/guidance framework

Regulation

ABI urges government to reform advice/guidance framework

Changes would help investors

clock 29 September 2021 • 4 min read
FCA warns social media giants over 'dodgy' investment adverts

Regulation

FCA warns social media giants over 'dodgy' investment adverts

‘Putting them on notice’

clock 28 September 2021 • 3 min read