FCA

Industry Voice: The Consumer Duty - are you investing in fair value?

Regulation

Industry Voice: The Consumer Duty - are you investing in fair value?

The new Consumer Duty is being described as the biggest regulatory overhaul since the introduction of the Retail Distribution Review (RDR) in 2012. As the regulatory screw continues to be tightened around client outcomes, how can advice firms make sure...

clock 06 June 2022 • 4 min read
FCA warns consumers against two funeral plan providers

Regulation

FCA warns consumers against two funeral plan providers

'No authorisation'

clock 01 June 2022 • 3 min read
Introduction of stronger pension nudges 'wholly unnecessary' for advised clients

Pensions

Introduction of stronger pension nudges 'wholly unnecessary' for advised clients

FCA's rules come into effect

clock 01 June 2022 • 5 min read
FCA appoints chairs to statutory panels

Your Business

FCA appoints chairs to statutory panels

Three-year terms

clock 30 May 2022 • 1 min read
Quilter appoints Berkeley Group's Glyn Barker as chair

Your profession

Quilter appoints Berkeley Group's Glyn Barker as chair

Effective from 1 June

clock 30 May 2022 • 2 min read
FCA proposes single segment regime for listed companies

Your Business

FCA proposes single segment regime for listed companies

Seeks feedback

clock 26 May 2022 • 1 min read
Karl Dines: Six key strategies for riding the Consumer Duty storm

Regulation

Karl Dines: Six key strategies for riding the Consumer Duty storm

Logical and practical methodology

clock 25 May 2022 • 6 min read
Regulators TPR and FCA to develop common VfM measurements

Pensions

Regulators TPR and FCA to develop common VfM measurements

Greater transparency to deliver more secure retirements

clock 24 May 2022 • 2 min read
FCA hastens process to cancel or vary regulated firm's permissions

Regulation

FCA hastens process to cancel or vary regulated firm's permissions

Strengthening consumer protection

clock 19 May 2022 • 2 min read
Three-quarters of advisers have Consumer Duty worries - M&G Wealth

Regulation

Three-quarters of advisers have Consumer Duty worries - M&G Wealth

'Get ahead of the curve'

clock 19 May 2022 • 2 min read