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due diligence

Wrap/platforms

Due diligence review: Big things come in small packages

The FCA's latest due diligence paper was unusually succinct

clock 01 March 2016 • 4 min read

Wrap/platforms

Platform pointers: Five handy due diligence tips

Cathi Harrison fills in the gaps left by the FCA

clock 25 February 2016 • 3 min read

Regulation

'Disappointing' FCA due diligence review misses real adviser issues, consultancy warns

Review is 'too high level'

clock 22 February 2016 • 4 min read

Regulation

FCA raises concerns about advisers' platform due diligence

Platform due diligence is lacking

clock 19 February 2016 • 5 min read

Wrap/platforms

Nucleus warns platforms to monitor adviser-client relationship

Platforms expected to take more active role

clock 29 January 2016 • 3 min read

Regulation

Due diligence questions the FCA wants answered

FCA sent questionnaires to advisers

clock 09 October 2015 • 1 min read

Wrap/platforms

Standard Life urges advisers to check platform deals to dodge 'zombies'

Standard Life said advisers need to act to avoid being trapped in dying platform partnerships, as it predicted the market will shrink to a handful of providers.

clock 18 September 2015 •

Regulation

Beware 'tremendous herding', Rathbone's Mike Webb warns advisers

Rathbone Unit Trust Management chief executive Mike Webb has urged advisers to consider the sustainability of fund performance when doing their due diligence, as he warned there is "still too much herding" going on in the market.

clock 11 August 2015 •

Regulation

Step by step: Tackling the FCA's due diligence 'checklist'

Step by step: Tackling the FCA's due diligence checklist

clock 20 July 2015 •

Investment

Due diligence: Eight product launches and tweaks every adviser should know

Eight product launches, tweaks and updates advisers should know about

clock 24 April 2015 •
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