data
Investment
The FSA is unlikely to pursue plans to collect transactional data on advisory businesses from product providers, platforms and third party distributors via product sales data (PSD), the regulator suggested today.
08 November 2011
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Regulation
The FSA may use the extra data it plans to collect from adviser firms to control the price of advice post-2012, Alan Lakey says.
11 May 2011
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Your profession
Why efficient data management is vital for effective decision making
07 October 2010
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ETFs
Markit, the financial information services group and index provider, has created the ETF Encyclopaedia, offering information on exchange-traded products (ETPs) around the world.
26 April 2010
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Mortgages
London-based lender Redstone Mortgages has been found in breach of the Data Protection Act (DPA) after personal information relating to 15,333 accounts was emailed to a member of the public.
24 February 2010
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Regulation
The FSA has fined Barclays almost £2.5m for failing to provide accurate reports to the regulator.
08 September 2009
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Regulation
HSBC subsidiaries have been fined a total of £3m for failing to protect their customers' personal data.
22 July 2009
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Investment
A laptop containing the unencrypted personal data of 109,000 Pensions Trust members has been stolen from software provider NorthgateArinso.
28 May 2009
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Investment
Reita, the trade body representing REITS and other commercial property investments, is to make data on net asset values (NAV) available to the public.
22 September 2008
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Your profession
The FSA has fined a stockbroker £77,000 for having weak data security controls, which left customers at risk of fraud.
17 June 2008
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