consumer protection

Advisers can expect scrutiny from FCA on Consumer Duty

Consumer Duty

Advisers can expect scrutiny from FCA on Consumer Duty

‘The 31st July milestone is the beginning, not the end’

clock 31 July 2023 • 1 min read
FCA's Consumer Duty to turn platforms into gatekeepers over value for money assessments

Regulation

FCA's Consumer Duty to turn platforms into gatekeepers over value for money assessments

Requirement to ‘switch off’ funds

clock 27 July 2022 • 2 min read
FCA clarifies approach to compromises for regulated firms

Regulation

FCA clarifies approach to compromises for regulated firms

Focuses on three types of compromise

clock 05 July 2022 • 2 min read
FCA hastens process to cancel or vary regulated firm's permissions

Regulation

FCA hastens process to cancel or vary regulated firm's permissions

Strengthening consumer protection

clock 19 May 2022 • 2 min read

Regulation

FCA's proposed Consumer Duty rules to have 'wide-ranging implications' on firms

Must prevent consumer harm

clock 14 May 2021 • 6 min read

Regulation

Gina Miller calls for FCA chair Charles Randell's resignation over compensation scheme

Regulator accused of anti-consumer behaviour

clock 27 April 2021 • 2 min read

Regulation

Gina Miller slams FCA's 'scandalous' compensation review

'Intellectually dishonest and... contrary to the law'

clock 09 September 2020 • 2 min read

Regulation

FCA eyes enforcement shake-up

Penalty payments and enforcement policy

clock 21 March 2018 • 2 min read

Regulation

The 'buyer beware' questions the FCA wants answered

Should consumers take responsibility?

clock 06 November 2017 • 2 min read