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commission

Your profession

Simplify "menu" by separating cost of advice - LIA

The Life Insurance Association has proposed a new approach to the FSA's "depolarisation" pricing menu which would break down the cost of advice from product purchase and ongoing service.

clock 24 May 2004 •

Investment

Isa take-up favoured by basic rate taxpayers - IMA

Over half of UK adults took out an Isa in the previous year, making the 2003/04 tax year the most popular since Isas were introduced in 1999, suggests IMA research.

clock 13 May 2004 •

uncategorised

Quay Software begins work on pre-populated commission menu

Quay Software is in the final stages of developing pre-populated Key Facts Documents which will eventually include pre-populated commissions data for the payment menu.

clock 01 April 2004 •

Your profession

Tiner gives December deadline on softing, bundling changes

Reports the FSA is adopting a weak approach to soft commissions and bundling are WRONG and the regulator will pounce if the industry is unable to successfully trial its own solution by December, warns FSA chief executive John Tiner.

clock 26 March 2004 •

Technology

Quay Software development moves end-to-end processing a step closer

Quay Software is rolling out a new version of its Client Care Desktop tools at the end of this month which gives IFA firms full compliance functionality for most aspects of the adviser's regulated activities and simplifies various jobs which technology...

clock 12 March 2004 •

Your profession

IFA comment: Fee-based advisers and the "menu"

Another IFA comment - following publication of the depolarisation menu - suggests some intermediaries welcome the move to introduce documents revealing the earnings from advice.

clock 04 March 2004 •

Your profession

IFA comment: Menu does nothing to enhance client knowledge

This latest comment from a fee-based IFA suggests consumers will be confused, rather than enlightened by the raft of FSA regulations hitting the financial services sector.

clock 04 March 2004 •

Your profession

IFA comment: Fee-based advisers don't work an hourly rate

Financial intermediaries argue the FSA menu and the move towards fee-based doesn't fairly reflect the market that the Financial Services Authority regulates.

clock 04 March 2004 •

Your profession

IFA comment: Fee-based advisers already use a menu

Most discussion about the "menu" has so far arisen from commission-based advisers, who will now have to reassess their working practices.

clock 04 March 2004 •

Your profession

FSA menu "attempts to do too much" - Friends Provident

The Financial Services Authority is attempting to achieve too much in one go through the depolarisation menu, suggests life insurer Friends Provident.

clock 01 March 2004 •
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