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CISI

Your profession

CISI launches 'Outstanding Professional' awards for Compliance and Risk

The Chartered Institute for Securities & Investment (CISI) has announced two new annual awards to celebrate the achievements of industry practitioners.

clock 05 August 2013 •

Regulation

SPS figures suggest thousands have quit advice

Thousands of advisers have yet to obtain their mandatory statement of professional standing (SPS), according to figures from accredited bodies.

clock 31 January 2013 •

Adviser tips

Last minute RDR help: what's out there?

EMERGENCY EXIT

clock 19 July 2012 •

RDR

Fifteen tips for embedding a CPD culture at your firm

CPD

clock 13 April 2012 •

Investing in the profession

CISI to offer Chartered Wealth Manager status

The Chartered Institute of Securities and Investment (CISI) will offer Chartered Wealth Manager status to members with Level 6 qualifications.

clock 29 September 2011 •

Investing in the profession

What would you do if a colleague got unfair help with exams?

You suspect a colleague has received help in an exam from a senior member of staff who happens to plays a key role with the professional body. What do you do?

clock 27 September 2011 •

RDR

Accredited bodies given go-ahead to issue adviser SPSs

The Financial Services Authority (FSA) has formally accredited six professional bodies, meaning they can begin issuing Statements of Professional Standing (SPS), a mandatory form of practicing certificate for advisers.

clock 26 September 2011 •

RDR

CPD reform is biggest RDR change, says CISI

The post-2012 regime for continuing professional development (CPD) is the "most transformational" aspect of the Retail Distribution Review (RDR), according to Chartered Institute for Securities & Investment (CISI) managing director Ruth Martin.

clock 01 September 2011 •

Regulation

The professional bodies that only issue SPSs to members

Five of the six professional bodies provisionally awarded by the FSA with accredited status this week will mandate membership before issuing advisers with practicing certificates. Want to know who they are?

clock 07 June 2011 •

Offshore Investment

First Jersey resident achieves CISI benchmark

Standard Bank's head of Advisory Stockbroking, Neville Falla, has become the first person in Jersey to achieve The Chartered Institute for Securities and Investment's (CISI) new benchmark qualification.

clock 09 May 2011 •
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