FCA action on individuals doubles in 12 months
Action on businesses up 14%
"As the SMCR continues to expand, so too does the possibility of the FCA taking increasing enforcement action against firms and individuals” - RPC's Jonathan Cary
Financial Conduct Authority (FCA) investigations into individuals have more than doubled over the course of the last year, according to London-based law firm RPC.
In 2018, the firm said, there were 27 cases involving individuals being referred to the FCA's Regulatory Decisions Committee (RDC) - up from 13 in 2017. RPC added that the rise in regulatory actions...
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