Financial Conduct Authority (FCA) investigations into individuals have more than doubled over the course of the last year, according to London-based law firm RPC.
In 2018, the firm said, there were 27 cases involving individuals being referred to the FCA's Regulatory Decisions Committee (RDC) - up from 13 in 2017. RPC added that the rise in regulatory actions...
Gérald Harlin has been appointed executive chairman
Daunting without ad valorem feees
Elevated redemptions expected
'Should be forever young'
New manager likely to be appointed