FCA register attracts millions of hits as adviser listings face axe

Advisers to be removed under senior manager regime

Tom Ellis
clock • 2 min read

The official register of regulated persons and firms, which could soon remove details of the majority of advisers, received more than 70 million views in the last two years, Professional Adviser has learned.

In response to a freedom of information request, the regulator said the official register had received 70.6 million views between November 2015 and November 2017, with 61.4 million of them unique page views. In response to a previous freedom of information request submitted by Professional Adviser, the Financial Conduct Authority (FCA) confirmed all CF30 certified workers, which includes all financial advisers, will no longer be "approved" under its senior manager and certification regime proposals. This means they will no longer appear on the FCA register unless they are pre-approved...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Regulation

FCA's CP26/10 lets firms gather less - it doesn't let them assume more

FCA's CP26/10 lets firms gather less - it doesn't let them assume more

'A family knowing a client's wishes is not the same as the client stating them'

Mark Buck
clock 15 September 2026 • 5 min read
What the FCA's Mills review means for financial services

What the FCA's Mills review means for financial services

Regulatory expectations will need to evolve as AI becomes more autonomous

Jessica Caws and Cheryl Tham
clock 07 September 2026 • 6 min read
AI and compliance: Charging for advice or administration?

AI and compliance: Charging for advice or administration?

Efficiency doesn't remove accountability

Gareth Fatchett
clock 03 September 2026 • 3 min read