The Financial Conduct Authority (FCA) has introduced a new approach to tackling serious failings in financial services firms by cracking down on senior level management first.
'Enhanced supervision' will see the regulator intervene more quickly when it detects "serious failings" such as a series of conduct failings, problems in more than one business area, or a poorly functioning...
To promote 'long-term investment'
Switching 'hard and expensive'
Smaller funds still packing a punch
To drive progress