FCA unveils enhanced screening checks for financial adverts

Approvals for unregulated firms will be required

Cristian Angeloni
clock • 2 min read

Companies approving financial marketing for unregulated firms will face an additional range of checks from the Financial Conduct Authority (FCA).

The regulator revealed today (12 September) it will introduce enhanced controls on such businesses to ensure regulated firms and their professionals have the "necessary skills and expertise to approve adverts". Prior to this, FCA-authorised companies were able to approve promotions on behalf of unregulated firms. However, the watchdog noted the practice has caused harm to end investors in the past, as at times, the regulated businesses did not understand the promotions they were approving, resulting in unclear, unfair and/or misleading adverts. As a result, if regulated companies w...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Regulation

Why firms should prepare for the Consumer Duty to be loosened

Why firms should prepare for the Consumer Duty to be loosened

'The pressure to act is growing not just from industry, but from politicians too'

Justin Cash
clock 04 February 2026 • 4 min read
Crispin Odey slams FCA for pursuing 'agenda' over sexual misconduct claims

Crispin Odey slams FCA for pursuing 'agenda' over sexual misconduct claims

Trial slated for March

Linus Uhlig
clock 04 February 2026 • 2 min read
Non-financial misconduct: Is the FCA's final guidance progress or overreach?

Non-financial misconduct: Is the FCA's final guidance progress or overreach?

'The FCA's rationale is clear: workplace culture drives conduct risk'

David Hamilton
clock 26 January 2026 • 4 min read