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  • Regulation

FCA asks for views on consumer investment market in wide-ranging call for input

Will shape future regulatory work

"There have been too many scams and scandals and too often consumers are offered unsuitable products or advice" - FCA's Christopher Woolard.
"There have been too many scams and scandals and too often consumers are offered unsuitable products or advice" - FCA's Christopher Woolard.
  • Hannah Godfrey
  • Hannah Godfrey
  • @Hannah_Godfrey
  • 15 September 2020
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The Financial Conduct Authority (FCA) has launched a call for input to help shape its work on improving the consumer investment market.

The feedback obtained by the regulator will shape the FCA's work in the coming years on improving the consumer investment market. The FCA is looking at areas it believes the consumer investment market...

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The FCA suggested firms use market research to inform a good understanding of the risks of harm for vulnerable clients or they could create an internal vulnerability policy that includes information on the likely vulnerabilities and needs in the firm’s target market.
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