FCA to send out second mandatory Covid-19 survey to advisers

Fifth this year

Sophie King
clock • 1 min read

The Financial Conduct Authority has told advisers it will be sending them another Covid-19 survey to help it understand the impact of pandemic on their financial resilience.

In an email sent on Monday (14 September) and seen by Professional Adviser, the regulator told advisers they would receive the survey on either the 16, 17, 18 or 22 September and their response must be submitted within 10 working days from receiving it. All relevant firms in the FCA's portfolios will be sent the survey with a small number of exceptions for reasons, such as where firms have provided related information to the financial watchdog as part of another data collection exercise.   This survey will be the fifth one sent to advisers by the FCA. The others included one on define...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Regulation

FCA calls on firms to plan for frontier AI cyber risks

FCA calls on firms to plan for frontier AI cyber risks

Joint statement released with BoE and Treasury

Sophia Panayi
clock 20 May 2026 • 2 min read
Firms urged to build 'fit-for-purpose' processes amid FCA bereavement review

Firms urged to build 'fit-for-purpose' processes amid FCA bereavement review

Financial advice firms ‘lack a clear service strategy for bereaved clients'

Sophia Panayi
clock 18 May 2026 • 5 min read
FCA releases further details on bereavement processes review

FCA releases further details on bereavement processes review

Review to focus on platforms, advisers and wealth managers

Sophia Panayi
clock 13 May 2026 • 2 min read