Tribunal forces FCA U-turn on report-shredding ex-Barclays Wealth boss ban
Shredded document in 2013
The Financial Conduct Authority (FCA) has dropped its intention to place a lifetime ban on former chief operating officer at Barclays Wealth and Investment Management Andrew Tinney, who shredded a report on business' culture that described it as "out of hand".
In 2013 Tinney was forced to quit the firm amid allegations that he had suppressed a "wealth cultural audit report" on Barclays Wealth's US branch, Barclays Wealth Americas, which described it as "out...
More on Regulation
Close Asset Management to compensate client for unwanted ongoing advice
Client invested £25,000 through DFM service
Rising SIPP claims push FSCS levy to £635m
SIPP claims up 114% year on year
Chris Davies: Why adviser HR strategies just became all-important
SM&CR, compliance and HR
UCIS land banking victims to share £2.5m
FCA in High Court victory
Regulatory resolutions and a 'SIPP on the side'… It's The Pro Adviser Podcast
It’s The Pro Adviser Podcast
More news
Niche's Mighty Duck: Advice firm's administrator makes GB ice hockey team
For 2022 Winter Olympics
National planning firm Perspective Financial Group appoints new chairman
30 years experience
Targeting younger clients: Meet the adviser hoovering up 'HENRYs'
It’s The Pro Adviser Podcast
Tom Ellis: Let's hope the platform market winds are changing
A storm has caused havoc in the adviser platform market over the last couple of years, says Tom Ellis, but advice firms will no doubt be expecting to see some sunshine soon
Equity release market growth stalls in 2019
£3.4bn released last year
