The Financial Conduct Authority (FCA) publishes a report of the work it has done each year and sets out its stall for the 12 months to come. Here, Professional Adviser looks at five key points of the watchdog's work and what it is looking to focus on in the near-future
DB transfer reports The most significant work for advisers the FCA has undertaken in recent times has focused on defined benefit (DB) transfers. Two reports in 2018/19 revealed the extent of the regulator's...
'PROD should be in the engine room'
Focusing on key outcomes
Firms to be moved in stages
FCA consults on prudential investment firm rules: Targets liquidity, remuneration and capital requirements
FCA calls for industry views on post-Brexit prudential rules
Charlton House Wealth Management
Woman of the year – investment advice
It’s The Pro Adviser Podcast
£5m lost to fraud between February and June