FCA: Swansea advice firm 'must immediately cease all regulated activities'
From 31 May
Swansea-based Crescent Financial has been told to "cease all regulated activities" by the Financial Conduct Authority (FCA), Professional Adviser can reveal.
A note on the firm's financial services register entry said the adviser business "must immediately cease all regulated activities" from 31 May 2019. PA understands the firm advised members of the...
More on Your profession
![Rory Pervical: "[What the FCA has] said about DB transfers you as firms should think about how you apply those more broadly across the retirement planning piece."](/api/v1/wps/54eb332/982c284a-f116-498d-9f44-98218aa37de3/4/rory-percival-new-230x142.jpg "Rory Pervical: \"[What the FCA has] said about DB transfers you as firms should think about how you apply those more broadly across the retirement planning piece.\"")
'Retirement income advice is the biggest problem in the adviser market' - Rory Percival
As important as DB transfers
Is it time to review the risks of DB transfer advice?
It’s The Pro Adviser Podcast
Advisers can defer CPD this year in 'exceptional circumstances' - FCA
Defer to 2021/2022
Charles Stanley's financial planning arm makes £5.1m loss
Restructure costs at £3.5m to date
Back to Top
More news
'Retirement income advice is the biggest problem in the adviser market' - Rory Percival
As important as DB transfers
D2C investment platform users rise to all-time high in Q1
Customer numbers rise an average 3.1% across all providers
Is it time to review the risks of DB transfer advice?
It’s The Pro Adviser Podcast
Advisers can defer CPD this year in 'exceptional circumstances' - FCA
Defer to 2021/2022