FCA grilled platforms on asset freezes in March before Woodford saga
Consulted on fund illiquidity
Professional Adviser can reveal the FCA wrote to platforms in March to enquire about their processes around asset freezes
As the fallout from the Woodford Equity Income fund suspension continues, Professional Adviser can reveal the FCA wrote to platforms in March to enquire about their processes around asset freezes.
Towards the end of March the regulator wrote to some, but apparently not all, investment platforms after it did work with a small number of other firms to see how they would respond in the event a fund...
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Advisers can defer CPD this year in 'exceptional circumstances' - FCA
Defer to 2021/2022