More investigations into firms are inevitable as the regulator shifts from its post-financial crisis approach towards a longer term strategy of responding to conduct risk, its director of investigations has said.
Speaking at an industry forum Jamie Symington said the regulator's approach to investigations had evolved in line with its recently published mission statement. He said the new approach meant the Financial...
Lost permissions two years ago
Advisers need to respond to FCA
Deadlines had been extended due to Covid-19
'Intellectually dishonest and... contrary to the law'
Systems, controls, governance and culture
Good News Bulletin
An estimated £2.75bn
Outflows from UK equity funds gathered pace in August, with £2.6bn of assets being pulled from the market area over the course of the month, according to Morningstar’s latest fund flows report.
Why writing to MPs won't fix the FSCS levy - but writing to the Treasury Select Committee just might
It’s The Pro Adviser Podcast