Govt demands transparency around FCA enforcement action
The government has asked the Financial Conduct Authority (FCA) to be more transparent in its supervision and enforcement actions, in a review released yesterday.
The review, which looked at enforcement decision-making at the FCA and Prudential Regulation Authority (PRA), asked the regulators to publish more information about their criteria for starting investigations,...
More on Regulation
Major tech changes more likely to cause incidents - FCA
Major technology changes lead to more incidents than lesser ones within financial services firms, research by the Financial Conduct Authority (FCA) has found, and the regulator said while effective risk management is an important component to success....
Fraudsters target SJP clients in clone scam offering advice
Pretending to be SJP adviser
Advisers to be levied £240m again as FSCS announces £1bn overall levy
'Cannot normalise this level of loss'
Treasury Taskforce to address FSCS levy concerns and work with FCA
Plus online scams
More news
OMW's Mugridge on final migration: 'No champagne cork popping just yet'
Final migration this weekend
Industry Voice: Getting to grips with green bonds
Green bonds are one of the more visible sides of the increasing interest in environmental, social and governance (ESG) impacts on investing. The events of 2020 appear to have only accelerated this trend.
FCA expands exec team with four female appointments
Restructure at regulator
SJP plans 200 job cuts as pandemic hits pre-tax profits
2020 full year results
