The Financial Conduct Authority (FCA) has said it recognises it has "much to prove" to the advisory industry, but hopes its actions and approach will show it is different from previous regulators.
In an end-of-year message to advisers given exclusively to IFAonline.co.uk, the FCA said changes it had made to firms' RMAR reporting requirements, as well as its efforts to protect "legitimate" advisers...
Upcoming regulatory work
Jump in phishing and 'smishing' tactics reported
£624,311 of assets frozen
Administrative fee waived
As important as DB transfers
Customer numbers rise an average 3.1% across all providers
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