Up to scratch? How networks are testing advisers' competence
Are advisers being forced to go above and beyond FCA requirements?
Thirty-five hours of CPD is a pre-requisite for advisers post-RDR. But networks are forcing members to go a step further….
Independent financial advisers need to be ‘willing and able' to advise on all retail investment products, so the Financial Conduct Authority (FCA) rules dictate. This includes staying up-to-date on...
More on Regulation
Investment Association eyes Global and Specialist sectors split
Expected by Q2 2021
CII to scrap adviser 'gap-fill' option in SPS applications
From August next year
FCA issues data request to 65 advisers over Rolls-Royce DB pension scheme
Rolls-Royce to cut 9,000 jobs
Advisers urged to complete directory data submission before Christmas
Data live from December
Simone Gallo: When MiFID II and ESG collide
'No stone will be left unturned by regulators'
More news
UK borrows £34bn in December as public sector debt set to increase through 2021
Third highest monthly figure since 1993
Advisers to be levied £240m again as FSCS announces £1bn overall levy
'Cannot normalise this level of loss'
Daniel Baade: The rise of debt financing in IFA M&A
There is no shortage of IFA firms looking to sell up, writes Daniel Baade. However, the big question is how to finance the acquisition of IFA or wealth management firms...
Quilter supports 285 young carers in the UK by raising £10,600
Supported over Christmas
Treasury Taskforce to address FSCS levy concerns and work with FCA
Plus online scams
