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TCF

TCF

Advisers warned on point-of-sale TCF

Financial advisers are being warned they could face another TCF challenge via their point-of-sale providers.

clock 22 September 2008 •

Investment

Mis-selling warning for advisers on overseas pension transfers

A mis-selling scandal is brewing for advisers on overseas pension transfers, according to an expert in QROPS (Qualifying Recognised Overseas Pension Schemes).

clock 16 September 2008 •

Technology

Novia forms TCF partnership

New wrap platform Novia Financial has formed a partnership with technology provider FinQS to offer cost effective TCF management information tools for advisers.

clock 12 September 2008 •

TCF

TCF acid test for advisers launched

A TCF acid test for financial advisers has been launched by technology solutions provider 1st The Exchange.

clock 11 September 2008 •

TCF

Novia wrap to include TCF tools

New wealth management platform Novia has linked with technology provider FinQS to develop tools to aid advisers with TCF responsibilities.

clock 11 September 2008 •

Your profession

TCF warning for firms where IFAs charge different fees

Small IFA firms whose advisers charge different fees may be in breach of the FSA's treating customers fairly (TCF) principles.

clock 09 September 2008 •

Your profession

FSA hosts TCF seminars

The FSA is inviting compliance consultants, who provide services to small regulated firms, to attend one of its interactive Treating Customers Fairly seminars .

clock 29 August 2008 •

TCF

Adviser firm calls for 'stronger' stance on OMO

Results of the FSA's thematic work on open market options (OMO) is a step in the right direction, but the message must be stronger if consumers are to benefit from the highest level of retirement under the OMO, according to Jason Walker, senior manager...

clock 21 August 2008 •

TCF

Clerical Medical branded 'anti-TCF' after ditching SIPP deal

Clerical Medical has come under fire for pulling out of a charges deal on its Retirement Selection Plan (RSP), a version of the James Hay SIPP.

clock 15 August 2008 •

Mortgages

Brokers 'still have time' to implement TCF

Mortgage brokers still have time to fully implement the FSA's Treating Customers Fairly (TCF) initiatives, despite many missing the initial March deadline, according to Mortgage Stream.

clock 14 August 2008 •
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