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Regulation

RDR

Ex-Treasury minister Mark Hoban to exit politics

Ex-Treasury minister Mark Hoban is to quit parliament from May.

clock 23 January 2015 •

Regulation

Catch up: Five retirement stories you might have missed

Five retirement stories you might have missed

clock 23 January 2015 •

RDR

RP Poll: Should simplified advice be commission based?

Simplified advice and commission

clock 23 January 2015 •

RDR

Will 2015 finally offer some R&R from RDR?

Will 2015 finally offer some R&R from RDR?

clock 23 January 2015 •

Regulation

Property fund claims help push 24 firms into default

Advice to invest in a troubled unregulated overseas property scheme has helped push 24 firms over into failure, the Financial Services Compensation Scheme (FSCS) has said.

clock 23 January 2015 •

Regulation

FCA to act even earlier to counter charges of 'retrospective regulation'

The Financial Conduct Authority (FCA) has said it will look to take even earlier pre-emptive action against what it believes is bad practice in a bid to counter accusations from the industry that it unfairly employs retrospective regulation.

clock 22 January 2015 •

Regulation

FCA outlines approach to 'decision tree' investment distribution models

The Financial Conduct Authority (FCA) has provided what it hopes is further clarity on the boundaries of advice and information when building decision tree based investment models, following concerns about the clarity of its initial suggestions.

clock 22 January 2015 •

Regulation

FCA tweaks guidance on what constitutes 'advice'

The Financial Conduct Authority (FCA) has set out its final definitions of regulated advice and personal recommendations in retail investment, in a move it hopes will help firms develop 'low cost' distribution models with confidence.

clock 22 January 2015 •

Regulation

Arch's Farrell disappointed by 'regrettable' Tribunal ruling

Arch Financial Products (AFP) chief executive Robin Farrell and former compliance officer Robert Addison have said they are "disappointed" with an Upper Tribunal decision to uphold a regulatory ban and fine against them, but felt "vindicated" by parts...

clock 21 January 2015 •

Regulation

'Impartial' fund ratings service launches in UK

South-African firm Fundhouse has launched a fund ratings service for UK financial advisers, offering what it says are wholly unbiased and impartial comments on well-known funds.

clock 21 January 2015 •
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