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Regulation

Regulation

FCA to probe retirement advice suitability after pension reforms

The Financial Conduct Authority (FCA) is to review the suitability of retirement advice following the pension ‘freedoms' set to be introduced next month.

clock 24 March 2015 •

Regulation

FCA guilty of 'dereliction of duty' in media blunder

The Financial Conduct Authority (FCA) is set to be heavily criticised over its decision to leak details of an upcoming insurance probe to a national newspaper, inadvertently causing shares in several major life companies to plummet, according to reports....

clock 23 March 2015 •

Regulation

Review demands MAS slashes budget and listens more to levy payers

The Money Advice Service (MAS) will have its budget slashed and must be made more accountable to those regulated firms who pay for it, an independent report has said following complaints from levy payers.

clock 20 March 2015 • 3 min read

Regulation

FCA fines Harlequin IFA directors over SIPP suitability failings

Two ex-directors of failed adviser TailorMade Independent (TMI) - the main distributor of £400m troubled unregulated property scheme Harlequin - have been banned and fined by the regulator for not assessing the suitability of clients' investments made...

clock 20 March 2015 • 3 min read

Regulation

Keep it simple: Compliant social media strategies explained

Keep it simple: Compliant social media strategies explained

clock 19 March 2015 • 5 min read

Regulation

FSCS hits pension advisers with £20m interim levy

The Financial Service Compensation Scheme has slapped a £20m interim levy on life and pensions intermediaries as it deals with "bad" self-invested personal pension (SIPP) advice.

clock 19 March 2015 •

Tax Planning

Budget 2015: Osborne tweaks business taxes

The government has announced a number of changes to the tax it collects from UK-based businesses, including financial advisers.

clock 18 March 2015 •

Regulation

Budget 2015: Govt eyes extra £3.1bn from tax avoidance clampdown

The government expects to collect an extra £3.1bn from those found to have avoided or evaded tax payments - and those professionals who help them - Chancellor George Osborne said in his Budget speech today.

clock 18 March 2015 •

Tax Planning

Budget 2015: Osborne to scrap annual tax return

The Chancellor George Osborne will announce in today's Budget he plans to scrap the annual tax return, replacing it with a single ‘digital' tax account.

clock 18 March 2015 •

Regulation

S166 under fire: Law firm questions potency of FCA probes

A law firm has called into question the effectiveness of the regulator's investigations tool, which, paid for by the firms probed, led to enforcement action in only 2% of cases last year.

clock 16 March 2015 •
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