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Regulation

Equities

Arch Financial Products to enter liquidation

Arch Financial Products chief executive Robin Farrell and compliance officer Robert Addison have called in administrators to liquidate the company, weeks after the High Court ruled it had been negligent in its management of the failed Arch cru fund range....

clock 09 January 2015 •

Income

The freedom to sell your annuity (read: The freedom to get screwed)

The freedom to sell your annuity (read: The freedom to get screwed)

clock 06 January 2015 •

Regulation

APFA calls for clarity from FCA on social media rules

An adviser trade association is calling on the regulator to ensure its final guidance on using social media channels is clear after a poll of members suggested more than a third were unaware the watchdog was looking into the issue.

clock 06 January 2015 •

Regulation

Network subject to recruitment ban now welcoming new recruits

Adviser network Financial Ltd has received numerous applications from firms to join since a recruitment ban was lifted late last year, director Brian Galvin has said.

clock 06 January 2015 •

Regulation

FOS cuts budget 13% and freezes levy at £23m

The Financial Ombudsman Service (FOS) is to make further cuts to its operating budget in the coming financial year and has frozen its levy at £23.3m.

clock 06 January 2015 •

Regulation

Hector Sants' primary school savings club scheme backed

An initiative that will see savings clubs set up in primary schools to help children develop sensible money habits has received government funding.

clock 04 January 2015 •

Regulation

FCA apologises for public warning error

The Financial Conduct Authority (FCA) has issued a public apology for omitting details in a warning notice, which could have alerted consumers to the wrong firm.

clock 22 December 2014 •

Regulation

Govt demands transparency around FCA enforcement action

The government has asked the Financial Conduct Authority (FCA) to be more transparent in its supervision and enforcement actions, in a review released yesterday.

clock 19 December 2014 • 2 min read

RDR

The FCA's guide to good and bad practice in ongoing advice

The Financial Conduct Authority (FCA) has outlined a number of good and bad practice scenarios around the design and delivery of ongoing advice.

clock 17 December 2014 •

Regulation

Advisers charging more post-RDR despite lower product prices

Advisers are charging clients more post-Retail Distribution Review (RDR), despite falling product prices, a consultancy hired by the Financial Conduct Authority (FCA) has found.

clock 16 December 2014 •
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