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Regulation

Regulation

APFA seeks adviser views to lobby FCA on new long-stop proposals

Advisers are being asked to vote on four options for limiting their personal liability for the advice they give, with the results passed to the regulator in a bid to make it reconsider its stance on the issue.

clock 15 April 2015 •

Technology

Does this extraordinary list of robo-advisers show there's a market for automated 'advice'?

Does this extraordinary list prove there's a market for it?

clock 14 April 2015 •

Regulation

Investment advisers' revenue still 40% commission - APFA

Investment advisers are still heavily reliant on income paid through commission, according to the latest research by the Association of Professional Financial Advisers (APFA).

clock 14 April 2015 •

Managed solutions

Rayner Spencer Mills launches £240-per-month investment service for small firms

Research and ratings group Rayner Spencer Mills Research (RSMR) has launched a range of model portfolios for directly authorised small advisory firms.

clock 14 April 2015 •

Regulation

FCA fines Clydesdale Bank record £20m for trying to dodge PPI redress

The Financial Conduct Authority (FCA) has fined Clydesdale Bank £20.6m for serious failings in its payment protection insurance (PPI) complaint handling processes that may have led to thousands of claims being rejected unfairly.

clock 14 April 2015 •

Regulation

Top five tips for RDR 'missionaries'

Top five tips for RDR ‘missionaries'

clock 13 April 2015 •

Regulation

FSCS confirms 100% protection for annuities

The Financial Services Compensation Scheme (FSCS) will soon protect the total value of people's annuities, it has confirmed.

clock 10 April 2015 •

Adviser tips

Five simple rules: Understanding the regulator just got easier

Understanding the regulator just got easier

clock 10 April 2015 • 5 min read

Regulation

EU influences FCA rules to detriment of advisers, says UKIP IFA

UK Independence Party (UKIP) candidate Nick Lincoln has outlined his wish to cut financial regulation in the UK by ridding it of EU influence.

clock 10 April 2015 •

Regulation

UKIP IFA Mark Hughes labels govt's pensions guidance approach 'unfair'

An IFA standing for the UK Independence Party (UKIP) at this year's general election has said financial education and the provision of quality advice to the mass market will form part of his campaign ahead of the publication of the party's manifesto next...

clock 10 April 2015 •
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