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Regulation

Regulation

Adviser numbers up 5%, official figures show

The number of financial advisers operating in the UK has increased 5% in the last year as the industry edges closer to pre-Retail Distribution Review (RDR) levels, according to the latest data.

clock 18 November 2015 •

Regulation

MAS directory prompts 9,000 to seek out advisers

Over 9,000 people have clicked on an adviser's contact details after using the Money Advice Service's (MAS) adviser directory.

clock 13 November 2015 •

Regulation

FCA: 'Culture is in danger of becoming a buzz term'

Firms' culture is in danger of becoming merely regulatory and "yet another catchphrase" if they fail to see beyond their systems and controls, the Financial Conduct Authority's (FCA) new director of enforcement and market oversight has said.

clock 12 November 2015 •

Regulation

FCA sets aside £400k for FAMR staff cost

The Financial Conduct Authority (FCA) has set aside £400,000 to cover the man hours it expects to spend on its joint work with the Treasury, the Financial Advice Market Review (FAMR).

clock 11 November 2015 •

Regulation

Three odd FOS verdicts (and why advisers need to know about them)

Has one IFA's unusual hobby highlighted questionable FOS decisions?

clock 09 November 2015 •

RDR

Blog: How can we shrink the advice gap?

The advice gap has been a popular topic since the Retail Distribution Review, but hasn't this gap always existed?

clock 02 November 2015 •

Regulation

Santander makes £43m provision for investment advice claims

Santander has set aside £43m to cover claims relating to the sale of wealth and investment products after the bank was fined by the regulator for advice failings.

clock 29 October 2015 •

Regulation

Consumer Panel raises doubt over FCA investor protection

The effectiveness of the Financial Conduct Authority's (FCA) consumer protection agenda has been called into question after it was suggested firms were looking for ways around the rules.

clock 29 October 2015 •

Tax planning

HMRC chided for releasing 'incomplete' pensions freedom data

'Flexible' pension payouts of £2.7bn likely well short of actual figure

clock 29 October 2015 •

Regulation

MPs demand answers to FSCS fee reform

Levy disproportionately affects small firms

clock 28 October 2015 •
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