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Regulation

Regulation

Practise what you preach

TCF's core objective is to improve consumer understanding of financial services. Head of the initiative, Nausicaa Delfas, tells Peter Carvill about her hopes to see a fully integrated agenda within firms

clock 01 May 2008 •

Your profession

Advisers warned not to get hung-up on RDR outcome

The outcome of the Retail Distribution Review (RDR) should not matter as advisers must change their business models to succeed anyway, according to transition planner FP Advance.

clock 23 April 2008 •

Regulation

ABI says FOS must be 'accessible'

THE Financial Ombudsman Service (FOS) should be accessible, accountable and predictable in its approach, according to the ABI.

clock 11 April 2008 •

Regulation

TCF remains biggest adviser risk - research

TREATING Customers Fairly (TCF) is the number one regulatory challenge and the prime area of regulatory risk for more than 80pc of the UK's financial services firms, according to research conducted by the Financial Services Discussion Club (FSDC) and...

clock 27 March 2008 •

Regulation

AIFA offers MI help to small firms

AIFA has published a set of TCF Management Information (MI) documents aimed at assisting firms with a number of aspects of the new regulation.

clock 20 March 2008 •

Regulation

Retail chief Briault set to leave FSA

THE FSA has today announced a number of management changes following the departure of retail markets chief Clive Briault.

clock 19 March 2008 •

Your profession

RDR will separate the advice market - Cann

The Retail Distribution Review (RDR) will cause the financial advice market to become segmented in the next five to ten years, according to Nick Cann, chief executive of the Institute of Financial Planning (IFP).

clock 07 March 2008 •

Regulation

Remuneration key issue in RDR April interim report

THE FSA has said that its RDR interim report, due in April, will focus on three key areas: remuneration, professionalism and its proposals for Primary Advice.

clock 28 February 2008 •

Regulation

Credit crunch no excuse for COB neglect - Sants

FSA chief executive Hector Sants has warned the industry not to divert attention away from focusing on conduct of business (COB) requirements in light of recent market volatility.

clock 28 February 2008 •

Regulation

Investor breakthrough as FSA adopts FAIFs

UK retail consumers are a step closer to having access to a wider range of alternative products after Funds of Alternative Investment Funds (FAIFs) were placed under the FSA's regulatory remit.

clock 22 February 2008 •
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