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Regulation

RDR

Protection: Is the RDR really TCF?

Axa's Graham Harvey asks if proposals to 'read-across' the RDR to protection risk demeaning the treating customers fairly (TCF) principles...

clock 06 October 2009 •

Regulation

Minghella steps down as FSCS head

Loretta Minghella, the chief executive of the Financial Services Compensation Scheme (FSCS) is stepping down from the post after 5 years.

clock 05 October 2009 •

Regulation

FSA publishes rules on liquidity requirements

The FSA has published its final rules designed to enhance firms' liquidity risk management practices.

clock 05 October 2009 •

Regulation

ifs to help managers prepare for FSA Arrow visit

The ifs School of Finance is hosting a workshop to help adviser firms' senior managers gain a better awareness of the FSA's approach to risk assessment.

clock 02 October 2009 •

RDR

Advisers were inspiration for RDR - Mann

The RDR is not to blame for the challenges now facing the advice sector, Skandia says, with the inspiration for change coming from advisers themselves.

clock 01 October 2009 •

Regulation

Anti-RDR petition collects 700 signatures in two days

A petition set up on the Downing Street website in protest against the RDR received more than 500 signatures within a day of going live.

clock 01 October 2009 •

Regulation

Capita updates client care adviser tool

Capita Financial Software has launched an updated version of its Client Care Desktop (CCD) tool to address the developing requirements of financial advisers.

clock 30 September 2009 •

RDR

Axa's Steve Folkard: Buyer beware

The FSA has announced what had seemed inevitable given the pressure on them to maintain high standards of suitability in the face of unprecedented consumer concern.

clock 30 September 2009 •

RDR

RDR debate rages on three years after Gleneagles

Three years and more than 1,100 days on from Callum McCarthy's infamous Gleneagles speech, in which he set plans for the RDR, the issue still hugely divides the financial services industry.

clock 22 September 2009 •

RDR

threesixty expands IFA education support

IFA support services provider threesixty has expanded the education support it provides financial advisers as the industry prepares itself to meet demands for higher standards of professionalism.

clock 18 September 2009 •
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