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Regulation

RDR

RDR: Internal standards board a "cheaper" option

The FSA says the establishment of an in-house professional standards model will be cheaper than setting up an independent organisation.

clock 16 December 2009 •

RDR

RDR: FSA to ban commission for all GPP sales

Advice on group personal pensions (GPPs) should be paid for on a fee basis, even if employees receive no individual advice, the FSA says.

clock 16 December 2009 •

Regulation

AIFA demands FSA review on Keydata compensation

The FSA should immediately review its authorisation procedures following news IFAs will need to pick up the tab for Keydata compensation, according to AIFA.

clock 15 December 2009 •

Regulation

FSA appoints banking expert as senior adviser

The FSA has appointed retail banking specialist, Graham Halliday, as senior advisor.

clock 11 December 2009 •

Regulation

FSA tightens stress testing requirements

Businesses must undertake a reverse stress test, in addition to other risk tests, under stricter FSA guidelines.

clock 11 December 2009 •

Regulation

Father and son jailed for insider dealing

The FSA has sentenced a father and son team to a total of 36 months in jail for 12 counts of insider dealing.

clock 11 December 2009 •

Income

IFA condemns annuity providers for TCF failings

An IFA has accused annuity providers of failing to treat customers fairly if they continue to offer the products at well below leading rates.

clock 10 December 2009 •

Regulation

PBR: Osborne questions where cuts will fall

Shadow Chancellor George Osborne has accused the Government of "sneaky fiddling" and "sleight of hand" in its Pre-Budget Report (PBR).

clock 09 December 2009 •

RDR

Calls for GP-style qualifications system for advisers

The RDR fails to meet its original objectives on the key issues of qualifications and increasing access to advice, according to new research.

clock 09 December 2009 •

RDR

Adviser exodus fears exaggerated - report

Forecasts of an IFA exodus in the build-up to 2012 appear unfounded as advisers previously unwilling to take more exams are changing their minds, research suggests.

clock 08 December 2009 •
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