professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Inheritance Tax
  • Professional Adviser IQ
  • Events
  • More

    Authors

    • Jen Frost
    • Jenna Brown
    • Isabel Baxter
    • Sophia Panayi

    Featured Content

    • Cost of Living
    • Partner Insight
    • Professional Adviser IQ

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers

    Choose from below

    • Features
    • Opinion
    • Editor's View
    • People Moves
    • Market Movers
    • Feel Good Friday
    • Professional Adviser TV
    • Investment IQ
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

Regulation

RDR

Higher professional standards here to stay - Sesame Bankhall

The drive towards higher professional standards is here to stay, according to Sesame Bankhall.

clock 26 August 2010 •

Regulation

New estimates put RDR adviser exodus at 3,000

The RDR could drive up to 3,000 advisers out of the industry over the next five years, according to the latest estimates.

clock 26 August 2010 •

RDR

Towergate wins first RDR toolkit client

Towergate Financial has announced Investment Services Scotland as the first IFA firm to sign up to its new Transition Toolkit.

clock 26 August 2010 •

Wrap/platforms

The FSA has one chance to get it right on platforms

Ed Dymott, head of UK fund partners at Fidelity, discusses the RDR platform proposals that still need clarifying to achieve a level playing field.

clock 26 August 2010 •

Regulation

Soc Gen London branch fined £1.6m by FSA

The FSA has fined the London branch of Société Générale £1.57m for failures in transaction reporting.

clock 25 August 2010 •

Regulation

Zurich Insurance fined £2.3m for losing client data

The FSA has fined Zurich Insurance UK £2.27m for failing to prevent loss of customers' confidential information - the biggest fine levied on a single firm for data security failings.

clock 24 August 2010 •

Regulation

Wills & Co gets stay of execution

The FSA has withdrawn its petition for the winding up of Wills & Co after creditors approved its proposal for a company voluntary arrangement (CVA).

clock 20 August 2010 •

RDR

How can adviser firms attract potential buyers?

With up to a quarter of IFAs expected to leave the industry in the run-up to RDR, Maria Merricks finds out how advisers looking to sell their firms can attract buyers.

clock 19 August 2010 •

RDR

Is data quality on your RaDaR?

Data management will play a crucial role in ensuring advisers are RDR ready.

clock 19 August 2010 •

Wrap/platforms

FSA delays platform paper after "intense lobbying"

The FSA has delayed the long-awaited publication of its platform consultation paper owing to intense lobbying from some of the industry's largest players.

clock 18 August 2010 •
414415416
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?category=regulation&page type=listing page