professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Inheritance Tax
  • Professional Adviser IQ
  • Events
  • More

    Authors

    • Jen Frost
    • Jenna Brown
    • Isabel Baxter
    • Sophia Panayi

    Featured Content

    • Cost of Living
    • Partner Insight
    • Professional Adviser IQ

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers

    Choose from below

    • Features
    • Opinion
    • Editor's View
    • People Moves
    • Market Movers
    • Feel Good Friday
    • Professional Adviser TV
    • Investment IQ
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

Regulation

Regulation

FSA fines director £150k in insurance fraud crackdown

The FSA has imposed one of its largest-ever fines on an individual for insurance fraud as part of a wider crackdown which has seen five people banned in total.

clock 17 August 2010 •

Regulation

Rockingham advice permissions withdrawn by FSA

Pension adviser Rockingham Retirement has been ordered to cease all investment advising activities by the FSA.

clock 13 August 2010 •

RDR

Top tips for serving the wealthy

As IFAs prepare their businesses for RDR, Maria Merricks finds out how to attract wealthy clients and hold onto them.

clock 12 August 2010 •

RDR

IFA concerns grow on commercial impact of RDR

The transition to adviser charging is increasingly focussing advisers' attention ahead of the RDR deadline while concern over qualifications wanes, according to research from L&G.

clock 11 August 2010 •

RDR

VAT rules penalise clients paying in instalments

Current VAT rules threaten to penalise clients paying in instalments and could undermine the RDR's aims, warns Skandia.

clock 11 August 2010 •

Regulation

Will writing: Are solicitors the answer?

Last night's Panorama programme has caused a heated debate within the financial and legal communities over will writing.

clock 10 August 2010 •

Regulation

Cable hints at coalition battle over FSA

David Worsfold says the Business Secretary's Guardian interview hints at dissent in the coalition

clock 09 August 2010 •

Regulation

IFAs warned on will writers following Panorama probe

Advisers have been urged to check will writers they recommend to clients are members of a recognised trade body, as a Panorama investigation uncovers malpractice in the unregulated sector.

clock 09 August 2010 •

Regulation

What does 'enhanced supervision' mean for small firms?

Sesame Bankhall's Jane Greenwood explains what the FSA's enhanced supervision strategy means for small adviser firms.

clock 04 August 2010 •

Regulation

Adviser quits CII after CPD row

A certified financial planner has fired a series of parting shots at the CII after quitting the organisation over threats to discipline him for failure to submit CPD records.

clock 04 August 2010 •
415416417
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?category=regulation&page type=listing page