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Regulation

Regulation

FSA chairman 'spent £66k on first-class flights'

Adair Turner has spent more than £66,000 in the past 15 months flying around the world as FSA chairman - largely because he never flys any lower than business class.

clock 13 October 2011 •

Regulation

Advisers demand clarity on UCIS as FSA mulls exam route

The FSA is under pressure from advisers to explain how they can become better qualified to recommend unregulated collective investment schemes (UCIS), and avoid falling foul of the regulator's rules on their use.

clock 13 October 2011 •

RDR

Blog: Thou shalt treat thy customer fairly

Mark Lisle, compliance manager at Rowanmoor Pensions, on why RDR is not a panacea for consumer protection

clock 13 October 2011 •

Investing in the profession

How to beat RDR six-love: A practical guide to customer risk profiling

In the fourth of a six-part series on preparing for RDR, Bruce Moss, strategy director at Advisa Centa, offers some advice on determining your clients' attitude to risk.

clock 13 October 2011 •

RDR

Bluefin eyes solution to 'huge' legacy business

Axa-owned advisory business Bluefin Wealth Management has identified some 190,000 ‘legacy' customers following a marked drop in adviser numbers, and will begin re-engaging with them ahead of the RDR.

clock 12 October 2011 •

Regulation

FSCS says £4m TV ad campaign hasn't worked

The Financial Services Compensation Scheme (FSCS) has failed to increase public awareness of saver protection despite spending £4m on an advertising campaign, its chief executive said at the weekend.

clock 10 October 2011 •

Regulation

IFA complaint over FSA approval delays rejected

An IFA whose application to the Financial Services Authority (FSA) for re-authorisation was delayed then rejected has had his complaint turned down.

clock 07 October 2011 •

Your profession

This week's news...condensed

Ten of this week's best-read articles...

clock 07 October 2011 •

TCF

Warning firms may have to cover losses outside poor advice

The Financial Services Authority (FSA) is pressuring the government to increase the compensation liability on firms giving poor advice, a law firm warns.

clock 07 October 2011 •

Investment

Personal Touch shuns providers to create own risk profiler

Personal Touch Financial Services is rolling out its own risk profiling asset allocation tool to its independent financial adviser (IFA) members, after warnings from the Financial Services Authority (FSA) about other tools in the market.

clock 06 October 2011 •
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