Regulation

MPs and Peers have been warned that proposals to publish warning notices will put some small firms out of business.

Introducing a 15-year long stop would boost investment into the advisory sector and create a "vibrant and well-capitalised community", Association of Independent Financial Advisers (AIFA) director general Stephen Gay has told Parliament.

Providers' claims that attitude-to-risk questionnaires can be as much as 93% accurate are being challenged by advisers.

UK financial services would have more say over EU legislation if it said anything at all...

There are five investment processes your firm can offer in a post-RDR world

Why a platform should be judged on more than just AUM

Six steps to dealing with client gripes (and keeping the FSA at bay)

A London-based independent financial adviser (IFA) has become the latest business to be cloned by fraudsters.

The head of the FSA's consumer panel has said the regulator's treating customers fairly (TCF) project has failed to adequately protect consumers and called for ministers to introduce legislation requiring financial services firms to adhere to a 'fiduciary...

- What client segment or segments will you serve? HNWIs, mass affluent or the mass market?