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Regulation

Regulation

FSA set to award accredited status to two more bodies

The FSA is consulting with the industry on whether to include the Institute of Chartered Accountants in England and Wales and the Pensions Management Institute as accredited bodies.

clock 10 November 2011 •

RDR

Adviser charging: FSA proposes new guidance on provider facilitation

The Financial Services Authority (FSA) has proposed new guidance outlining how product providers can facilitate the payment of adviser and consultancy charges to intermediaries.

clock 10 November 2011 •

RDR

Transparency troubles advisers ahead of RDR

A significant proportion of advisers do not know if their business is ready to meet the FSA's new transparency requirements as set out in the retail distribution review (RDR), according to research.

clock 10 November 2011 •

RDR

Six ways your platform will change under RDR

Nucleus technical communications manager Terry Huddart explains how the platform industry is preparing for the new regulatory landscape

clock 10 November 2011 • 4 min read

RDR

Loud and proud: Why restricted advisers will shout about specialism post RDR

Vince Harvey, head of training & development for Brooks Macdonald Group, discusses why some clients may prefer restricted over independent advice.

clock 10 November 2011 •

RDR

No laughing matter: Don't miss the deadline!

Julie Hepworth, group regulatory manager at Perspective Financial Group, explains how to make sure your gap-fill evidence is up to scratch.

clock 10 November 2011 •

Structured Products

The structured product police: Is this a good idea?

Structured products are again in the regulatory firing line but this time it is providers - rather than IFAs - which are in the FSA's sights.

clock 10 November 2011 •

Your profession

Simplybiz launches practice buyout scheme

Simplybiz has launched a business transition proposition for IFAs looking to retire or offload a segment of their client bank.

clock 10 November 2011 •

RDR

Cann says 'jury out' on firms' ability to survive post-RDR

Advisers' ability to reach out to consumers will determine their fate post RDR, according to Institute of Financial Planning (IFP) chief executive Nick Cann.

clock 09 November 2011 •

Regulation

FOS defends hiring process as 25yo law grad becomes adjudicator

The Financial Ombudsman has defended its hiring and training process after a 25-year-old law graduate with no financial services experience was found to have become an adjudicator after just a month's training.

clock 09 November 2011 •
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