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Regulation

RDR

Ex-Tenet boss Hudson sets off on IFA acquisition trail

Simon Hudson, the former chief executive of Tenet Group, has made a swift return to the advisory arena with the acquisition of a Leeds-based firm, and is aiming to purchase up to five more businesses.

clock 09 November 2011 •

Regulation

FSA bans adviser for paperwork failure

The Financial Services Authority (FSA) has cancelled the permissions of adviser Tracey McFadden for failing to turn in paperwork.

clock 09 November 2011 •

Regulation

AIFA 'favourably impressed' by EU approach to regulation

AIFA chiefs have called for closer alignment between British and European regulation, and predicted further changes to the definition of independence.

clock 09 November 2011 •

Regulation

The new RMAR reporting requirements: A breakdown

The FSA today published its new data reporting rules for Retail Mediation Activities Return (RMAR) forms. Here is IFAonline's breakdown of the changes you need to know.

clock 08 November 2011 •

RDR

Hoban: FSA took TSC challenge on RDR 'very seriously'

Mark Hoban, the Treasury financial secretary, has defended the FSA's "pre-empted" response to a recommendation by the Treasury Select Committee (TSC) to delay the Retail Distribution Review (RDR) by one year, saying it does not mean the regulator considers...

clock 08 November 2011 •

Investment

FSA rethinks plans to collect adviser data via PSD

The FSA is unlikely to pursue plans to collect transactional data on advisory businesses from product providers, platforms and third party distributors via product sales data (PSD), the regulator suggested today.

clock 08 November 2011 •

RDR

FSA restarts SIPP disclosure consultation after industry pressure

The Financial Services Authority (FSA) will conduct another consultation into SIPP charge disclosure after an industry backlash.

clock 08 November 2011 •

Regulation

New complaint reporting rules to apply for pre-RDR advice

New rules requiring firms to submit complaints data on individual advisers must include any client grievance related to advice given before 31 December 2012, the FSA said today.

clock 08 November 2011 •

Regulation

BofE governor should step down after eight years

MPs on the Treasury Select Committee have called on governors at the Bank of England to serve a maximum of eight years before stepping down.

clock 08 November 2011 •

Investment

M&G's Willcocks: End consumers will pay more post-RDR

M&G global head of retail sales says industry is awash with mediocrity, which must be eradicated.

clock 07 November 2011 •
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