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Regulation

Regulation

FCA commits to 2014 long-stop investigation

The Financial Conduct Authority (FCA) has committed to investigating the case for a long-stop as part of its business plan for 2014-15.

clock 10 October 2012 •

Regulation

Rise of claims managers is firms' fault, says FOS

Firms' failures to rectify mistakes has been a key factor in the rise of claims management companies (CMCs), Financial Ombudsman Service (FOS) chief executive Natalie Ceeney said.

clock 10 October 2012 •

RDR

Contrarian Investor: The workplace advice gap

CONTRARIAN

clock 10 October 2012 •

RDR

DIY investment will stir appetite for advice, says Axa

Advisers expect an anticipated increase in self-directed investment following the introduction of the Retail Distribution Review (RDR) will lead to more work for them, research suggests.

clock 10 October 2012 •

RDR

Sense: 'grave concerns' around provider readiness for RDR

The managing director of Sense Network has said that he has "grave concerns" regarding the readiness of product providers for the Retail Distribution Review (RDR).

clock 09 October 2012 •

RDR

Nemeth: UK advisers 'lag US peers' in soft skills

Financial advisers in the UK "lag their US peers" in making use of softer skills, according to life coach Maria Nemeth.

clock 09 October 2012 •

Your profession

PosSol owner Aegon pledges 'full support' for group

Aegon has declared its "full support" and confidence in the future of its national IFA brand, Positive Solutions, despite a number of high-profile departures and disruption caused by an exit clause introduced last year.

clock 08 October 2012 •

Regulation

Phil Young: FSA marketing ban would bankrupt most networks

The banning of marketing "packages" between providers and advisory groups would bankrupt most networks and support service providers, Threesixty managing director Phil Young said.

clock 08 October 2012 •

Regulation

FSA fights Lloyds bid to restart dividends

The Financial Services Authority (FSA) is fighting a proposal by Lloyds Banking Group to pay its first dividend since the government acquired a 43% stake in 2008, according to reports.

clock 08 October 2012 •

Investment

Five things clients will call you about this week

FIVE THINGS

clock 08 October 2012 •
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