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Regulation

RDR

Clients prize advice process 'peace of mind' - research

Most clients go to an adviser primarily for practical reasons but many value the emotional reassurance the process brings them, research from Standard Life has found.

clock 17 October 2012 •

RDR

What will financial services distribution look like in 2013?

With the RDR coming into force at the end of this year, the distribution model of the long-term savings industry is undergoing a radical transformation. Newcomers are entering the market whilst the adviser market is shrinking. Product providers are...

clock 17 October 2012 •

Regulation

FCA must halt 'toxic products'

The test of the Financial Conduct Authority (FCA) will be whether it prevents toxic products from entering the market, Consumer Focus has said.

clock 16 October 2012 •

Regulation

Wheatley: customers must be at heart of financial services

The Financial Conduct Authority (FCA) offers a "huge opportunity" for the regulator and businesses to start afresh, Martin Wheatley has said.

clock 16 October 2012 •

Regulation

FCA must be held accountable for performance - AIFA

The Financial Conduct Authority (FCA) should establish "clear and measurable" objectives to make it more accountable, the Association of Independent Financial Advisers (AIFA) has said.

clock 16 October 2012 •

Regulation

Regulator admits 'communication must improve'

The Financial Conduct Authority (FCA) has said it will improve communication with firms and be clearer about what it expects.

clock 16 October 2012 •

Regulation

FCA to speed up consumer redress

Consumers who have suffered financial harm will be compensated quicker through the Financial Conduct Authority's (FCA's) enforcement process.

clock 16 October 2012 •

Regulation

FCA: we will go further than FSA on product suitability

The Financial Conduct Authority (FCA) will likely "go further" than the Financial Services Authority (FSA) in challenging providers on their products' target markets and charges.

clock 16 October 2012 •

Regulation

PRA will not operate 'zero-failure' regime for insurers

An incoming regulatory body responsible for insurance companies will allow firms to collapse under a new approach.

clock 16 October 2012 •

Regulation

Govt to revisit FCA's warning notice powers

The disclosure of warning notices is a key part of the government's vision for the Financial Conduct Authority (FCA) but the power will be scrapped if used inappropriately, the House of Lords heard.

clock 16 October 2012 •
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