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Regulation

Regulation

Will-writing advisers may be dual-regulated

Proposals to make will-writing a legal activity requiring authorisation from a regulator are likely to be submitted to the Lord Chancellor next month.

clock 29 January 2013 •

Regulation

FOS upholds half of all complaints

The Financial Ombudsman Service (FOS) is currently upholding about 47% of all complaints, according to the FOS' own figures.

clock 29 January 2013 •

Investment

Axa Wealth CEO: 2013 - the challenges and the opportunities

Axa Wealth chief executive Mike Kellard casts his eyes on the challenges and opportunities he expects 2013 will bring.

clock 28 January 2013 •

Investment

Due diligence: what you need to know to appease the FSA

Advisers need to look at the product first and the client second when they are doing due diligence to meet the "very high" standards the Financial Services Authority (FSA) expects, according to Regulatory Legal, a law firm specialising in financial services...

clock 28 January 2013 •

Regulation

FSCS sets aside extra millions for Keydata recoveries

The Financial Services Compensation Scheme (FSCS) is proposing to budget more than £7m for expenses related to recoveries in 2013/14, including from advisory businesses who recommended Keydata bonds.

clock 28 January 2013 •

Regulation

FSA under fire over swaps redress scheme

A Financial Services Authority (FSA) project to compensate thousands affected by the interest rate swaps mis-selling saga has been criticised for not having the victims' interests at heart.

clock 28 January 2013 •

Regulation

IFA: RDR anomalies 'restrict choice and push up costs'

The many ways in which providers are remunerating advisers are "restricting choice and pushing up costs" for clients, according to the director of one advice firm.

clock 25 January 2013 •

RDR

FSA answers IFAs' top RDR questions

The Financial Services Authority (FSA) has answered 22 of advisers' key questions about the ongoing implementation and supervision of the Retail Distribution Review (RDR).

clock 25 January 2013 • 10 min read

RDR

Workplace saving could grow following RDR

A third of employees would be willing to pay for an in-house financial adviser provided by their employer, according to Deloitte.

clock 25 January 2013 •

Charging

Lock and load: Steve Young lays into 'new' distribution models

LOCK AND LOAD

clock 24 January 2013 •
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