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Regulation

Regulation

APFA: FCA fees should reflect 25% drop in adviser numbers

The Association of Professional Financial Advisers (APFA) has called for the fees charged by the Financial Conduct Authority (FCA) to reflect the recent drop in adviser numbers.

clock 03 April 2013 •

Regulation

Finance firms hit with £560m in fraud fines since '07

Regulators have fined companies and top bosses about £1bn for fraudulent activities since 2007, a report due out today has found.

clock 02 April 2013 •

Regulation

Tighter rules on packages accounts come into force

New tighter rules governing the sale of 'packaged accounts' have come into force.

clock 02 April 2013 •

Regulation

Twin peaks regulation takes over from FSA

The Financial Services Authority (FSA) ceased operation yesterday and was replaced by two powerful regulators.

clock 02 April 2013 •

Regulation

Life after the FSA: Turner joins Soros think tank

Lord Adair Turner, the last chairman of the now-disbanded Financial Services Authority (FSA), has joined the economics think tank founded by billionaire George Soros.

clock 01 April 2013 •

Regulation

FCA will struggle to kick 'tick box' culture - PSB

The Financial Conduct Authority (FCA) will not find it easy to drop its predecessor's 'tick box' culture according to the chairman of the Chartered Insurance Institute's Professional Standards Board (PSB).

clock 28 March 2013 •

Regulation

FCA confirms its 12 board members

The Financial Conduct Authority (FCA) has confirmed the names of its 12 board members to take effect from 1 April 2013.

clock 28 March 2013 •

Adviser tips

Rev up the generator: where do advisers get leads in 2013?

LEADS

clock 28 March 2013 •

Adviser tips

Armchair critic: I was segmented today, and...

ARMCHAIR CRITIC

clock 28 March 2013 •

Regulation

FCA to monitor Twitter for signs of mis-selling

The chief executive of the incoming Financial Conduct Authority (FCA) has said the body will be "much broader" in its approach to identifying mis-selling and other problems - including monitoring Twitter.

clock 28 March 2013 •
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