Regulation
Regulation
The Chartered Insurance Institute (CII) looked into 525 disciplinary cases in 2012, according to its latest Professional Standards Board report.
04 April 2013
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Regulation
The Financial Conduct Authority (FCA) has issued an alert to consumers not to fall foul of a website which is a clone of London-based wealth manager.
04 April 2013
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Regulation
The Upper Tribunal has backed the Financial Services Authority's (FSA) decision to ban an insurance broker who fraudulently obtained a £20,000 overdraft on the grounds that he is "not a fit and proper person".
03 April 2013
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2 min read
Regulation
Consolidator Bellpenny is betting on what it expects will be a 'second shake out' of advisers to double its funds under management by the end of the year.
03 April 2013
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Investment
Consumers are missing out on £18.3bn worth of compensation for the mis-selling of payment protection insurance (PPI) policies, according to research by claims management firm EMCAS.
03 April 2013
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Regulation
The Association of Professional Financial Advisers (APFA) has called for the fees charged by the Financial Conduct Authority (FCA) to reflect the recent drop in adviser numbers.
03 April 2013
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