professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Inheritance Tax
  • Professional Adviser IQ
  • Events
  • More

    Authors

    • Jen Frost
    • Jenna Brown
    • Isabel Baxter
    • Sophia Panayi

    Featured Content

    • Cost of Living
    • Partner Insight
    • Professional Adviser IQ

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers

    Choose from below

    • Features
    • Opinion
    • Editor's View
    • People Moves
    • Market Movers
    • Feel Good Friday
    • Professional Adviser TV
    • Investment IQ
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

Regulation

Regulation

Barclays: releasing £39m bonus details on Budget day was 'a mistake'

The boss of retail banking at Barclays has admitted that 2012 was a "very difficult year" for the bank, and said the decision to release details of staff's £38.5m bonus details on Budget day was a "mistake" but claimed it was not an attempt to bury the...

clock 16 April 2013 •

Regulation

Lighthouse CEO questions industry's long-term future

Lighthouse Group's chief executive has questioned the long-term viability of the financial services industry after latest figures showed a quarter of advisers had quit between November 2011 and January this year.

clock 16 April 2013 •

Regulation

No trust in financial services without jail time, shadow minister says

Financial services will never rebuild trust with consumers or affect a change in the sector unless custodial sentences are imposed on those guilty of criminal wrongdoing, Chuka Umunna, shadow business secretary has said.

clock 16 April 2013 • 2 min read

Regulation

Inducements probe casts shadow over IFA M&A deals

A regulatory crackdown on inducements has raised questions about the viability of the most common way in which IFA practices are bought and sold, according to consultants Harrison Spence Partnership.

clock 16 April 2013 •

Regulation

Sesame, Openwork and Personal Touch complaint numbers rise

Sesame, Openwork and Personal Touch saw the number of complaints against them rise in the final half of last year, according to data compiled by the Financial Conduct Authority (FCA).

clock 15 April 2013 •

Regulation

Barclays named and shamed at top of FCA complaints list

Barclays bank has been named as the Financial Conduct Authority's (FCA's) most complained about firm for the second half of last year.

clock 15 April 2013 •

RDR

Scottish Widows Pension Update April 2013: Understanding legacy issues and guidelines on replacement business.

Robert Cochran, Key Account Pension Development Manager, Scottish Widows.

clock 15 April 2013 •

Regulation

Quarter of bank customers have problems with accounts

A quarter of UK bank customers have experienced problems with their account in the past 12 months, according to a survey by consumer group Which?.

clock 15 April 2013 •

Regulation

Regulator approves 99.9% of workers since financial crisis

The Financial Services Authority (FSA) blocked just 30 out of a possible 227,000 applications from individuals to join the financial sector in the six years since the banking crisis erupted, a rejection rate of just 0.01%.

clock 12 April 2013 •

Regulation

AWD: FSCS levies will 'fall within in two years'

High Financial Services Compensation Scheme (FSCS) levies are the result of legacy industry issues and will "begin to fall within two years", according to AWD Chase de Vere communications director, Patrick Connolly.

clock 12 April 2013 •
211212213
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?category=regulation&page type=listing page