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Regulation

Regulation

FCA sets out steps for 'when things go badly wrong'

The Financial Conduct Authority (FCA) has set out the steps it will put into action in the event of a regulatory failure.

clock 18 April 2013 •

Regulation

Here we go again...a new chapter in financial services regulation

A NEW CHAPTER

clock 18 April 2013 •

Regulation

Psycho-regulation: why the FCA is going inside the heads of consumers

PSYCHO-REGULATION

clock 18 April 2013 •

Regulation

Wheatley: FSA was too robotic

Martin Wheatley, chief executive of the Financial Conduct Authority (FCA), has branded the previous watchdog - the Financial Services Authority (FSA) - "too robotic" in its approach to regulation.

clock 18 April 2013 •

Regulation

Former FSA COO takes up Greenwich university post

Mark Norris, the former chief operating officer (COO) at the Financial Services Authority (FSA), has been appointed as COO of the University of Greenwich.

clock 17 April 2013 •

Regulation

FOS rules against IFA in £2.6m film scheme case

The Financial Ombudsman Service (FOS) has ruled in favour of five clients who invested almost £2.6m via their IFA 20Twenty Independent in a film scheme.

clock 17 April 2013 •

Regulation

IFAs see income boost but fear profit shortfall - Aviva

More than half of advisers are worried about their profitability over the next 12 months despite most expecting income growth, according to the latest Aviva Barometer.

clock 17 April 2013 •

Regulation

FOS warns on copy cat scam emails

The Financial Ombudsman Service (FOS) has issued a warning to consumers not to reply to fraudulent emails purporting to be from the FOS and asking for personal details.

clock 17 April 2013 •

Regulation

FCA charges eight in relation to land banking

The Financial Conduct Authority (FCA) has charged eight men with conspiracy to defraud following investigations into land banking activity.

clock 17 April 2013 •

RDR

Record-breaking Hargreaves notes rise of self-investing

Hargreaves Lansdown has achieved record levels of assets under administration after attracting £4.7bn of new money in the three months to April.

clock 17 April 2013 •
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