A man and a woman have been arrested in connection with a Financial Conduct Authority (FCA) investigation into insider dealing.
The vast majority of regulated firms lack faith in the Financial Conduct Authority's (FCA) ability to promote competition in the sector, a key tenet of the new regulator's mandate.
The Financial Services Practitioner Panel (FSPP) asked firms what single message they would deliver to the board of the Financial Conduct Authority (FCA) - and the over-riding plea is for fairness.
The Financial Services Authority (FSA) was ineffective because it failed to deliver a good balance of 'prudential' and 'conduct' regulation, according to the chief executive of the Prudential Regulation Authority (PRA).
Steve Bloor, of Open Resolution, says the Financial Ombudsman is a key defence against unscrupulous banks.
Traded life policies (MPL) has suspended redemptions on its Traded Policies fund "in the interests of existing and future investors".
The pace of regulatory change has left many advisers scared of client contact, according a senior figure at BlackRock.