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Regulation

Regulation

Two arrested in FCA insider dealing investigation

A man and a woman have been arrested in connection with a Financial Conduct Authority (FCA) investigation into insider dealing.

clock 03 May 2013 •

Regulation

Firms to FCA: we don't believe your competition pledge

The vast majority of regulated firms lack faith in the Financial Conduct Authority's (FCA) ability to promote competition in the sector, a key tenet of the new regulator's mandate.

clock 03 May 2013 •

Regulation

Listen up Wheatley! Firms' wishlist for the FCA

The Financial Services Practitioner Panel (FSPP) asked firms what single message they would deliver to the board of the Financial Conduct Authority (FCA) - and the over-riding plea is for fairness.

clock 03 May 2013 •

Regulation

PRA: FSA botched 'conduct' and 'prudential' regulation mix

The Financial Services Authority (FSA) was ineffective because it failed to deliver a good balance of 'prudential' and 'conduct' regulation, according to the chief executive of the Prudential Regulation Authority (PRA).

clock 02 May 2013 •

Regulation

Why we need a free Financial Ombudsman Service

Steve Bloor, of Open Resolution, says the Financial Ombudsman is a key defence against unscrupulous banks.

clock 02 May 2013 •

RDR

How do we restore trust in financial services?

TRUST ME

clock 02 May 2013 •

RDR

A new dawn: what has really changed since RDR?

A NEW DAWN?

clock 02 May 2013 •

Charging

Is 'buy now, pay later' a fairer way to charge for funds?

BUY NOW, PAY LATER

clock 02 May 2013 •

Regulation

MPL's $245m life settlements fund suspends redemptions

Traded life policies (MPL) has suspended redemptions on its Traded Policies fund "in the interests of existing and future investors".

clock 01 May 2013 •

RDR

BlackRock: IFAs 'dread phone ringing' post-RDR

The pace of regulatory change has left many advisers scared of client contact, according a senior figure at BlackRock.

clock 30 April 2013 •
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