Regulation

The Financial Conduct Authority (FCA) has confirmed it is delaying the publication of final rules governing the sale and promotion of unregulated collective investment schemes (UCIS), saying it remains unclear on some issues and must be allowed time to...

The number of firms de-authorising jumped 214% between March and April, according to research by Matrix Solutions based on Financial Conduct Authority (FCA) data.

Two-thirds of payday loan cases have had no financial checks carried out to make sure borrowers will be able to repay the loan, according to research by the Citizens Advice.

Some 97% of IFAs report taking on new clients since the advent of the Retail Distribution Review (RDR), according to research released today.

Prudential has reported a 21% fall in sales of with-profit bonds for the first quarter of the year, which it has attributed to the implementation of the Retail Distribution Review (RDR).

RSM Tenon has been reimbursed £5.5m following the settlement of a dispute with its professional indemnity (PI) insurers over who should pay for costs arising from its Financial Services Authority (FSA) fine in 2010.

A man and a woman have been arrested in connection with a Financial Conduct Authority (FCA) investigation into insider dealing.

The vast majority of regulated firms lack faith in the Financial Conduct Authority's (FCA) ability to promote competition in the sector, a key tenet of the new regulator's mandate.

The Financial Services Practitioner Panel (FSPP) asked firms what single message they would deliver to the board of the Financial Conduct Authority (FCA) - and the over-riding plea is for fairness.

The Financial Services Authority (FSA) was ineffective because it failed to deliver a good balance of 'prudential' and 'conduct' regulation, according to the chief executive of the Prudential Regulation Authority (PRA).