Regulation
Regulation
Steve Bloor, of Open Resolution, says the Financial Ombudsman is a key defence against unscrupulous banks.
02 May 2013
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Regulation
Traded life policies (MPL) has suspended redemptions on its Traded Policies fund "in the interests of existing and future investors".
01 May 2013
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RDR
The pace of regulatory change has left many advisers scared of client contact, according a senior figure at BlackRock.
30 April 2013
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RDR
Fund group CEOs have blamed the impact of the Retail Distribution Review (RDR) for a sharp divergence between UK fund sales and those elsewhere in the world at the start of 2013.
30 April 2013
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Regulation
Firms who advised on investments in the failed CF Arch Cru Investment and Diversified funds have been contacting clients asking them if they want a review of the advice ahead of yesterday's deadline to identify investors eligible for redress.
30 April 2013
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Regulation
Firms which fail to apply a pragmatic approach to complaints cause problems to escalate unnecessarily, Natalie Ceeney , chief executive of the Financial Ombudsman (FOS) has said.
30 April 2013
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Regulation
The Financial Conduct Authority (FCA) has censured money transfer firm Horn Express for failing to safeguard and segregate customer funds.
30 April 2013
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