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Regulation

Regulation

Ex-broker admits giving advice without authorisation

A mortgage broker has pleaded guilty to 12 criminal offences in a case brought to Maidstone Crown Court by the Financial Conduct Authority (FCA).

clock 14 June 2013 •

Regulation

Ex-Bradford & Bingley director faces £100k fine after court loss

Former Bradford & Bingley group finance director Chris Willford is potentially facing a £100,000 fine from the Financial Conduct Authority (FCA) after losing in the Court of Appeal yesterday.

clock 14 June 2013 •

Regulation

FCA wins appeal against judicial review

The Court of Appeal has overturned a High Court ruling which would have allowed a judicial review of a Financial Services Authority's Regulatory Decisions Committee (RDC) determination.

clock 13 June 2013 •

Regulation

Public could have new avenue to challenge poor wills

The Legal Ombudsman is to consult on establishing a scheme which would give consumers a new avenue to challenge will-writers.

clock 13 June 2013 •

Regulation

Could you pass this early CII exam paper?

YOU MAY BEGIN...

clock 13 June 2013 •

Adviser tips

Six reasons you should take on a young recruit

NEW BLOOD

clock 13 June 2013 •

Regulation

Are financial planners best-placed to deliver will-writing services?

WILLS

clock 13 June 2013 •

Regulation

Scottish govt moves to reform bankruptcy laws

A new Bill outlining changes to Scotland's bankruptcy laws has been introduced to the Scottish Parliament.

clock 12 June 2013 •

RDR

RDR could hit workplace pension scheme engagement - Capita

The shift towards fees brought about by the Retail Distribution Review (RDR) could lead to a reduction in pension scheme member engagement, according to Capita's head of DC Paul Sturgess.

clock 12 June 2013 •

Regulation

FSCS declares 13 firms in default

The Financial Services Compensation Scheme (FSCS) has declared 13 financial advice firms in default and invited customers to come forward with their claims.

clock 12 June 2013 •
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