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Regulation

Regulation

FSCS to review claims process after appeals court advice ruling

The Financial Services Compensation Scheme (FSCS) is to consider the implications for its claims process of a decision to reject its appeal against a High Court judgement which determined it failed to properly compensate an investor who lost money in...

clock 19 June 2013 •

Regulation

Consumer panel backs tougher rules for bankers

The Financial Services Consumer Panel (FSCP) is backing calls for tougher regulation of bankers.

clock 19 June 2013 •

Regulation

Banned trader asked people to impersonate clients to fool FCA

The Financial Conduct Authority (FCA) has issued its largest ever fine on a retail sole trader - nearly £1m - for sale and rent back failings.

clock 19 June 2013 •

Regulation

FCA asks Hargreaves to reveal details of share class negotiations

The Financial Conduct Authority (FCA) has asked Hargreaves Lansdown to disclose details of its negotiations with fund groups over clean share class pricing.

clock 18 June 2013 •

Regulation

L&G names insider finance director after PRA intervention

Legal & General (L&G) has promoted one of its senior staff to finance director after the insurer's external candidate was disapproved of by the regulator.

clock 18 June 2013 •

Regulation

MP proposes tougher payday lender regulations

Labour MP Paul Blomfield will introduce a private members bill on Wednesday with the aim of creating a harsher regulatory environment for payday lenders.

clock 17 June 2013 •

Adviser tips

Why initial consultations should always be free

FIRST MEET

clock 17 June 2013 •

Regulation

FCA issues warning on Harlequin investments

The Financial Conduct Authority (FCA) is warning investors considering paying money to any of the companies in the Harlequin group "to do so with caution".

clock 17 June 2013 •

Charging

Fund groups eye 0% share classes as alternative to 'super clean'

Some of the UK's largest fund houses are considering launching retail share classes with a 0% AMC rather than provide platforms with ‘super clean' alternatives.

clock 17 June 2013 •

Regulation

Standard Life mulls self-serve proposition

Standard Life is considering the introduction of a self-serve proposition aimed at capturing the opportunities presented by auto-enrolment.

clock 17 June 2013 •
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