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Regulation

Investment

AE opportunities evident for the 'adaptable' adviser

AUTO-ENROLMENT

clock 22 August 2013 •

Charging

Are providers' decency limits a step too far?

Customer agreed remuneration (CAR) gives clients the final say on how much they pay for advice but some providers still put ‘decency limits' in place. Carmen Reichman finds out why.

clock 22 August 2013 •

Regulation

Armchair critic: The dangers of regulatory scope creep

ARMCHAIR CRITIC

clock 22 August 2013 •

Regulation

FCA appoints fresh blood to Regulatory Decisions Committee

The Financial Conduct Authority (FCA) has appointed three new members to its Regulatory Decisions Committee (RDC), including a former JP Morgan investment banker and Barclay's director.

clock 22 August 2013 •

Pensions

Back in favour? The future of SSAS

SSAS

clock 22 August 2013 •

Regulation

FCA cancels adviser's permissions for failing to pay £21k in fees

The Financial Conduct Authority (FCA) has canceled the permissions of Cardiff-based financial adviser Ingram Graham (IGL) after he failed pay a total of £21,348 in fees and levies.

clock 22 August 2013 •

Regulation

FCA confirms £1.3bn redress scheme for mis-sold card protection

The Financial Conduct Authority (FCA) has reached an agreement with insurance provider Card Protection Plan (CPP) and 13 high street banks and credit card issuers which will result in a £1.3bn redress scheme for people mis-sold CPP's Card Protection and...

clock 22 August 2013 •

RDR

Davy's Sandringham exceeds 100 adviser applications

Restricted national advice firm Sandringham Financial Partners has received more than 100 applications from advisers to join the firm since its launch.

clock 21 August 2013 •

Regulation

FCA appoints former Lloyds board member as senior adviser

The Financial Conduct Authority (FCA) has appointed a former member of the Lloyds TSB Retail Banking board as senior adviser on consumer lending.

clock 21 August 2013 •

Regulation

Regulatory spotlight could shift to companies' boards

The Financial Conduct Authority (FCA) is likely to apply more scrutiny to companies' boards prior to implementing its new senior person's regime, a consultancy has suggested.

clock 21 August 2013 •
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