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Regulation

Adviser tips

Crowdfunding: Trial and regulation

Will regulation make crowdfunding more adviser-friendly?

clock 05 February 2014 •

Adviser tips

Lone rangers: Thinking about going directly authorised?

Are advisers better off directly authorised?

clock 05 February 2014 •

Regulation

Money Advice Service reports growing customer base

The Money Advice Service (MAS) has reported a steadily growing customer base in the last year, and said it had reached ten million contacts by the end of 2013.

clock 05 February 2014 •

RDR

MPs grill Wheatley over web-based 'advice'; consultation due next quarter

Financial Conduct Authority (FCA) chief executive Martin Wheatley struggled today to answer calls from the Treasury Select committee (TSC) for clarity around advised and non-advised online sales.

clock 04 February 2014 •

RDR

Tyrie demands FCA address strong case for compensating 'overcharged' advisers

Treasury committee chairman Andrew Tyrie has accused the regulator of overcharging the advice community and asked for a refund of fees at today's grilling of chief executive Martin Wheatley and chairman John Griffith-Jones.

clock 04 February 2014 •

Regulation

'Without a shadow of a doubt': Advisers predict PII woes as Arch Cru scheme bites

Arch Cru and the inevitable after effects for PII

clock 04 February 2014 •

Investing in the profession

PFS launches panel to direct consumer confidence work

The Personal Finance Society (PFS) has established a 'consumer insight panel' to help guide its work on improving consumer confidence and trust in financial advice.

clock 04 February 2014 •

Regulation

Claims firm launches adviser 'watchlist'

Advisers accused by clients of mis-selling investments face being named on a ‘watchlist' launched today by a claims management firm.

clock 03 February 2014 •

Regulation

FCA warns bank manager over interest rate benchmark failings

The Financial Conduct Authority (FCA) has warned a bank manager that it intends to take action against him for failings in relation to an interest rate benchmark.

clock 03 February 2014 •

Regulation

Tax avoiders face massive penalties after landmark Montpelier case

Tax avoiders who try to use complicated schemes to cut their bills could face huge penalties after a landmark legal case.

clock 03 February 2014 •
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